History 241
Fall, 2001
Mr. Wagner


The Rise and Fall of the Soviet Union, 1917-1991


The October Revolution of 1917 brought to power in the debris of the Russian empire a political party committed to the socialist transformation of society, culture, the economy, the world order, and individual human consciousness.  Less than seventy-five years later, the experiment appeared to end in failure, with the stunning collapse of the Soviet Union in 1991.  This course will explore the nature and significance of the Soviet experiment, the controversies to which it has given rise, and the forces, processes, and personalities that shaped the formation, transformation, and ultimate collapse of both the Soviet system and the Soviet Union.  In particular, the course will examine the interaction between political institutions, social structures, economic conditions, ideology, and cultural tradition in the emergence and evolution of the Soviet system and will critically assess the ways in which historians have used these variables to interpret the Soviet experience.

Given the extended period covered, the course cannot provide a comprehensive survey of the entire period.  It therefore is organized around three broad topics:  1) the processes and events that led to and shaped the October Revolution of 1917 and the formation of the Soviet state;  2) the origins and nature of the Stalinist system that emerged from the new regime’s efforts to construct a socialist society;  and 3) post-Stalin efforts to reform the Soviet system, the effects of these efforts, and their contribution to the collapse of the Soviet Union in 1991.  Following this organization, most classes will be devoted to the discussion of key topics and themes, as illuminated by the readings for each class.  Students therefore should arrive in class already having read and reflected on the assignment for that day in order to maximize the benefits of discussion.  A narrative history of the entire period, which students are expected to assimilate on their own, is provided by a main text.


BOOKS

The following books can be purchased at the Williams College Bookstore:
 
G. Freeze, ed., Russia. A History (main text)
R. Wade, The Russian Revolution, 1917
A. Graziosi, The Great Soviet Peasant War
J. Scott, Behind the Urals
E. Kozhina, Through the Burning Steppe: A Memoir
G. Hosking, Awakening of the Soviet Union
R. Daniels, Soviet Communism from Reform to Collapse

In addition, a packet of photocopies should be obtained from the History Department Secretary, Mrs. Swift (310 Stetson), for a charge that partially covers reproduction costs.


REQUIREMENTS

Course requirements include thoughtful participation in each class (15% of the final grade), an hour test and map quiz (20% of the final grade), a short essay based on class readings (20% of the final grade), a second short essay (20% of the final grade), and a self-scheduled final exam (25% of the final grade).  Extensions will not normally be given for papers.

HOUR TEST AND MAP QUIZ: The first two weeks of the course are devoted to lectures and to a close reading of the relevant chapters of G. Freeze, ed., Russia. A History, as well as of parts of some of the other course books.  On Thursday, 20 September, there will be an evening examination (7:30-9:00 p.m. in Griffin 6) on the material covered in the reading and the lectures.  The examination will include a map quiz, for which study maps will be handed out in the first class.  Students are expected to know the basic facts of late imperial Russian and Soviet history (events, ideas, individuals, and themes) as presented in the readings and the lectures.  After the examination, we will return to the Revolutions of 1917 and explore selected topics of Soviet history in depth for the rest of the semester.  For reference, the relevant pages of Freeze will be indicated in parentheses for later classes.

SHORT ESSAY BASED ON CLASS READINGS: In an essay of not more than seven pages, discuss any aspect of the Stalinist “revolution from above” using readings assigned for classes 6-14 (you can use readings from one or several classes).  You are free to define your own topic, and I will be happy to discuss possible topics with you individually.  Whatever your topic, however, your essay should define a thesis and support it using appropriate evidence drawn from the readings, it should make substantial use of primary sources, and it should engage critically with the relevant arguments offered by different authors.  References to course readings should be placed in parentheses within the text (e.g., Scott, 147, or Suny, “Nationalism and Class,” 163).  If other sources are used, full bibliographic information should be given in an endnote or a footnote.  Due in my box in Stetson by 5:00 p.m. on Friday, 2 November.

SECOND ESSAY: In an essay of not more than seven pages, discuss any aspect of Soviet history that you consider interesting or important.  You are free to choose your own topic, and I will be happy to discuss possible topics with you individually.  Your essay may be based primarily on class readings, or it may draw entirely on other sources.  Some additional reading, however, is expected.  Whatever your topic, your essay should define a thesis and support it using appropriate evidence, and it should engage critically with the arguments found in your secondary sources.  You should follow the same style of citing sources as described above.  Due in my box in Stetson by 5:00 p.m. on Friday, 30 November.


CLASS MEETINGS

Tuesdays and Thursdays, 9:55-11:10 a.m. (section 01) or 11:20 a.m.-12:35 p.m. (section 02)

FILMS

Four films will be shown in conjunction with the course, and viewing them will be required:

“Harvest of Despair” – Wednesday, 10 October, 4:00 or 7:00 p.m., in Griffin 5
“Solovky Power” – Wednesday, 24 October, 4:00 or 7:00 p.m., in Griffin 5
“Red Star” – Wednesday, 31 October, 4:00 or 7:00 p.m., Griffin 5
“Stalin is With Us?” – Wednesday, 28 November, 4:00 or 7:00 p.m., Griffin 5

OFFICE HOURS

Tuesdays, 2:00-3:45 p.m., Wednesdays, 10:30 a.m.-noon, or by appointment, Stetson 310 (ext. 2394)

***NOTE:  This office differs from that listed in the Directory***




SCHEDULE OF CLASSES


1.  September 6 Introductory Meeting

 
I. Introductory Lectures
 
2.  September 11 Lecture:  “‘Backwardness’ and ‘Modernization’ in Russian and Soviet History”
 
As background for the lectures, and in preparation for the hour test, you should read the following:
 
  Freeze, Russia, pp. 200-421 (skim pp. 170-199)
Hosking, Awakening, pp. 1-40
Wade, Russian Revolution, pp. 1-28
Graziosi, Great Soviet Peasant War, pp. 1-10
 
3.  September 13 Lecture:  “‘Political Culture’:  Autocracy, Totalitarianism, and Civil Society”
See class no. 2
 
4.  September 18 Lecture:  “Empire, Nation, and Nationalism”
See class no. 2
 
5.  September 20 Optional class – I will answer questions on the reading and lectures
 
***HOUR TEST AND MAP QUIZ, 7:30-9:00 p.m. (Griffin 6)***

 
II. Revolutionary Russia and the Formation of the Soviet State
 
6.  September 25 The Revolutions of 1917:  The February Revolution and the Failure of Moderates
Wade, Russian Revolution, pp. 29-143, 170-205
(Freeze, Russia, review pp. 231-50)
 
7.  September 27 The Revolutions of 1917:  The October Revolution and Bolshevik Ascendancy
Wade, Russian Revolution, pp. 206-98
Lenin, “Can the Bolsheviks Retain State Power?” and “Our Revolution,” photocopies
 
8.  October 2 Civil War and the Formation of the Soviet Regime
Malia, “A Regime is Born,” photocopy
Lewin, “The Civil War:  Dynamics and Legacy,” photocopy
Graziosi, Great Soviet Peasant War, pp. 11-37
Remington, “Rationalization of State Control,” photocopy
Lenin on economic expediency, photocopy
Lenin, “Economics and Politics,” photocopy
(Communist) Party Program, 1919, photocopy
Soviet decrees (on land, etc.), photocopy
Documents on workers during the Civil War, photocopy
Documents on the Makhno movement, photocopy
Lenin, “Better Fewer, But Better,” photocopy
(Freeze, Russia, review pp. 250-60)
 
9.  October 4 Nationalism, Revolutionary Socialism, and the Formation of the Soviet Union
Wade, Russian Revolution, pp. 144-69
Suny, “Nationalism and Class,” photocopy
Liber, “Korenizatsiia,” photocopy
Martin, “Modernization or Neo-Traditionalism?,” photocopy
(Freeze, Russia, review pp. 242-3, 255-6)

 
III. “Revolution From Above” and the Question of Stalinism
 
10.  October 9 Choosing Paths to Socialism and the Rise of Stalin
Davies, “The New Economic Policy,” photocopy
Volkogonov, “Stalin,” photocopy
Reiman, “Formation of Stalinism,” photocopy
Reiman, “Forging of Stalin’s Dictatorship,” photocopy
Documents on the intra-Party debate over political and economic strategy, photocopy
Stalin’s letters to Molotov, photocopy
Stalin, “Concerning Questions of Agrarian Policy,” photocopy
Khrushchev, excerpts from Khrushchev Remembers, photocopy
(Freeze, Russia, review pp. 263-80)
 
FILM:  “Harvest of Despair” – Wednesday, 10 October, 4:00 or 7:00 p.m., Griffin 5
 
11.  October 11 Collectivization:  Experience and Impact
Graziosi, Great Soviet Peasant War, pp. 38-77
Stalin’s letters to Molotov, photocopy
Stalin, “Dizzy with Success” and “Work in the Countryside,” photocopies
Kravchenko, excerpt from I Chose Freedom, photocopy
(Freeze, Russia, review pp. 291-303)
 
FALL READING PERIOD
 
12.  October 18 Industrialization:  Experience and Identities
Scott, Behind the Urals, pp. 3-116, 134-72, 207-66
(Freeze, Russia, review pp. 291-303)
 
13.  October 23 Revolution, Culture, and Identity:  Art, Artists, and the New Soviet Woman
Groys, “Birth of Socialist Realism,” photocopy
Lapidus, “Sexual Equality,” photocopy
Goldman, “Revolution and the Family,” photocopy
Waters, “Female Form,” photocopy
Bonnell, “Peasant Women,” photocopy
Scott, Behind the Urals, pp. 117-33
(Freeze, Russia, review pp. 260-62, 280-90, 304-11)
 
FILM:  “Solovky Power” – Wednesday, 24 October, 4:00 or 7:00 p.m., Griffin 5
 
14.  October 25 Law and Terror
Huskey, “From Legal Nihilism,” photocopy
Getty, “Forging the Totalitarian Party,” photocopy
Thurston, “Stakhanovite Movement,” photocopy
Scott, Behind the Urals, pp. 173-206
Documents from Road to Terror, photocopy
Orlova, excerpts from Memoirs, photocopy
Adamova-Sliozberg, “My Journey,” photocopy
(Freeze, Russia, review pp. 311-18)

 
IV. The Soviet Union as a World Revolutionary Power
 
15.  October 30 The Contradictions of a Revolutionary State and the Path to War
Rieber, “Persistent Factors,” photocopy
Gorodetsky, “Ideology and Realpolitik,” photocopy
Haslam, “Litvinov, Stalin,” photocopy
Documents on Soviet Foreign Policy, 1917-1941, photocopy
(Freeze, Russia, review pp. 272-4, 316)
 
FILM:  “Red Star” – Wednesday, 31 October, 4:00 or 7:00 p.m., Griffin 5
 
16.  November 1 The Experience of War
Kozhina, Through the Burning Steppe, all
(Freeze, Russia, review pp. 319-35)
 
***SHORT ESSAY DUE, Friday, 2 November, by 5:00 p.m., in my box in Stetson***
 
17.  November 6 The Impact of War:  From the Cold War to “New Thinking”
Narinsky, “Soviet Foreign Policy,” photocopy
Zubok, “The Case of Divided Germany,” photocopy
Toryanovsky, “Making Soviet Foreign Policy,” photocopy
Brown, “Gorbachev and Foreign Policy,” photocopy
Documents on Soviet Foreign Policy, 1945-1991, photocopy
(Freeze, Russia, review pp. 341-5, 377-8, 403-6)

 
V. Reform to Collapse
 
18.  November 8 “Reform Communism”:  Khrushchev and Destalinization
Hosking, Awakening, pp. 41-54
Naumov, “Repression and Rehabilitation,” photocopy
Tompson, “Industrial Management and Economic Reform,” photocopy
Khrushchev, “Secret Speech,” photocopy
Burlatsky, excerpts from Khrushchev, photocopy
(Freeze, Russia, review pp. 347-68)
 
19.  November 13 “Developed Socialism”
Daniels, Soviet Communism, pp. 1-9
Grekova, “Lady’s Hairdresser,” photocopy
Trifonov, “The Exchange,” photocopy
Rasputin, “Downstream,” photocopy
(Freeze, Russia, review pp. 368-77, 381-2)
 
20.  November 15 Dissidents and the Rebirth of Civil Society?
Hosking, Awakening, pp. 41-81, 117-36
Daniels, Soviet Communism, pp. 17-25
Solzhenitsyn, excerpts from Mortal Danger, photocopy
Mamonova, “The Feminist Movement,” photocopy
(Freeze, Russia, review pp. 378-81)
 
21.  November 20 “Reform Communism”:  Gorbachev and Perestroika
Hosking, Awakening, pp. 137-69
Daniels, Soviet Communism, pp. 25-82
(Freeze, Russia, review pp. 383-90)
 
THANKSGIVING RECESS
 
22.  November 27 Economic Reform:  Pressures, Plans, Problems, and Perils
Daniels, Soviet Communism, pp. 82-95, 193-216, 284-95
Excerpts from Ellman and Kantorovich, Destruction, photocopy
(Freeze, Russia, review pp. 401-3)
 
FILM:  “Stalin is With Us?” – Wednesday, 28 November, 4:00 or 7:00 p.m., Griffin 5
 
23.  November 29 Political Reform:  “Democratization” and the Party
Hosking, Awakening, pp. 170-85
Daniels, Soviet Communism, pp. 96-110, 121-8, 143-93, 243-53, 268-84, 321-39
(Freeze, Russia, review pp. 390-401)
 
***SECOND ESSAY DUE, Friday, 30 November, by 5:00 p.m, in my box in Stetson***
 
24.  December 4 Nationalism, the “Ethnification of Politics,” and the Disintegration of the Soviet Union
Hosking, Awakening, pp. 82-116, 186-218
Daniels, Soviet Communism, pp. 111-21, 216-43, 253-68, 299-319
Szporluk, “Dilemmas,” photocopy
(Freeze, Russia, review pp. 407-13)
 
25.  December 6 Assessing the Soviet Experience
Daniels, Soviet Communism, pp. 321-339
Zaslavsky, “Soviet Union,” photocopy
Z./Malia, “Stalin Mausoleum,” photocopy
Dallin, “Causes,” photocopy
Arnason, “Communism and Modernity,” photocopy
(Freeze, Russia, review pp. 413-21)


 
***FINAL SELF-SCHEDULED EXAMINATION***




Have a pleasant and relaxing holiday!!