[The following notes of oral exchanges at the session were taken to help identify speakers and otherwise facilitate review of audio recordings. They have not been compared to those recordings and should be understood to provide only a sense of what was said. In other words, they are not formal transcripts, and they may contain inaccuracies.]

Speakers are identified by their initials in the transcript. For a full list, click here.

Session 3: Stewardship and Control over Heritage

AB – Some substitutions. Opening concept in relation to American Archaeologists who have been first in stewardship. SAA adopted new ethics principles in ‘96. There is a notion of archaeologists as stewards and stewardship as a core value. This became the backbone for all the other principles. Reading the stewardship principle as adopted. [AB reads from the text] Stewardship is an interesting topic because it moves away from possession towards a caretaker role. The intangible heritage convention uses “safeguarding” in similar vein as stewardship: not ownership or protection but nurturing, making sure something thrives.
1. Archaeologist: the idea that archaeologists are foxes to guard the chicken coop. They decide how to treat material record. Is this a self-sacrificing [role] or [simply] ensuring [their own] material success?
2. Who is stewardship for? It echoes universalist ideas of heritage for all humanity. What interests are out there?
3. Just because archaeologists are stewards, this doesn’t necessarily give pride of place in the discourse to archaeologists. Archaeologists can say they are only one group among many. One can be steward without having control. If one is to relinquish control, [do so] as one of many possible caretakers. This allows archaeologists to serve as stewards unabashedly. But how do archaeologists give up control, having worked for so many years to establish control/authority over material record?
The question to pose: with stewardship, do we get away from issues of old practices about controlling resources and records? That is, the same old possessing practices, assertion that archaeologists speak for everybody. That is, does a change in language entail a change in practice? Does stewardship mean additional things – sharing responsibility, control, working with people in collaboration? [Return to Synopsis]

JN – “Fox and chicken” suggests an adversarial relation. I will present one sidebar to stewardship: claims, counter-claims, repatriation that formed the foundation for heritage law. [This comes from a] context of theft, armed combat, and imperialism. It is not surprising, therefore, that the vocabulary for restitution, return is adversarial. Attempts to address the normative framework rely on remedies of demand and response. Litigation is often the method; substantively, elaborating rules of ownership. Quotes FS [from read text]: litigation is bedeviled by evidentiary and enforcement issues. [Return to Synopsis] The problem with the litigation mode is an over-reliance on dichotomies – art-poor/art-rich, art-exporting/art-importing, retention/free trade. Cultural internationalism vs. nationalism: this dichotomy has had its day. If we use ‘internationalism’ does it have to refer to free international market? Why can it not refer to international cooperation? I hope we’ve gotten that debate behind us, and we can see the truth that lies between the poles and get into more discussions of specifics.
Summary of cultural heritage committee of the ILA: studying role of NGOs and international organizations in heritage. [This study] led to a new framework: caring (protection) and sharing (cooperation). A committee has been meeting annually since 2000 to work out principles that can be used by everyone. It decided not to develop some new collaborative regime – e.g., procedures for mediation. As background models: Native American grave repatriation (federal statutory), Canadian taskforce on museums and native peoples (ad hoc agreements). Share approach: process of trying to reconcile different perspectives. Alternative dispute resolution procedures: review committee, federal jurisdiction to provide incentives for cooperation.
The principles worked out so far by the ILA are:
1. Making and responding to requests for transfer of cultural material.
2. Alternatives to the transfer of cultural materials.
3. Notification of newly discovered.
4. Indigenous people and minorities.
5. Human remains.
6. Dispute settlement. [Return to Synopsis]
My summer at the Hague had the theme of cultural heritage law. I was struck by the fact that younger scholars are not bound by the old presumptions and dichotomies – they didn’t care much about the distinction between international and national.

CL – Museums have defined the practice of stewardship in terms of their overall mission – define, collect, and preserve. Premised on the fact that museums are owners in role of trustees. Icahn’s code of ethics is one of first times stewardship was defined – for possession – storage, management, care, interpretation, promotion – establishing and professionalizing the internal procedures of the museum itself. [The code] acknowledges future generations but serves the interests of the administration of the museum. Ownership and permanence are salient. Stewardship codifies technical procedures. Objects are entrapped within conventionalizing ways of approaching – of conservators, scholars/interpreters.
Stewardship is conceived in broad ethical terms – making choices that allow most good for most people most of the time. Stewardship was first a concept in the Judeo-Christian tradition; it is now applied to the environment. From dominion to community and individual human responsibility as a moral act. Looking for ways to get away from repeating the status quo. Seeing it as technical protocols that elevate conservators. The artifacts themselves are one of the stakeholders; they deserve their own realization. [Return to Synopsis (stewardship)] Collaborative approaches. It is not necessarily the outcome that matters most, but the process.
How to accomplish the kinder mode? Sharing collections, collaborative relations. Many of the claims stem from the movement for historical injustices. The public has undergone a realignment behind a new moral order. A viable model of stewardship – as opposed to ownership – can subsume values that can compete in other contexts. Ownership argues on the same values but with a different application. For example, the Aksum stele in Ethiopia and Rome. It was relatively easy to [return to Ethiopia] in political will because of the connection [of its original transfer] to Italian fascism. The British siege of 1898 resulted in the dispersal of great number of objects from Ethiopia. That is, when things have been gained without question by injustice, and all agree [on the fact], it makes it politically easier to ask for repatriation. The Taba case underscores the evolution of new community relations between different peoples. [A further example:] the Ghost dance shirt. Created new criteria on how to effect return. Ongoing programs of cultural exchange. Museum A talks about culture B and museum B about culture A. [Or:] the Emory mummy in Atlanta. There was a voluntary effort to return the mummy to Egypt. Emory can now expect to receive special favors from Egypt, such as collection sharing, etc. Nok sculpture in Louvre from Nigeria. The museum holds on to it while the political situation remains unstable [and therefore] threatens objects. Restitution can reward elite owners of originary societies, often the same as who benefited from colonialism. [Return to Synopsis (footnote 12)] Museum exchange network. Long-term revolving exhibits. Getty’s collaborative model. Study of 3000 objects in its collection. Realized that some fragments in collection joined to other materials in university museum in Bare. [Return to Synopsis (collaboration)]
Questions to address in open discussion – how to reconfigure stewardship? How to give museums a voice? [I noted to myself that I transcribed something incorrectly in the foregoing – PT]

JN – I want to add a footnote: the best commentary on the ILA approach to develop principles to define a collaborative framework is written by Bob Paterson.

DS – What were the ideas that the younger scholars had at the Hague?

JN – To avoid over-reliance on indigenous people’s interpretation. Instead, [they are promoting] a sui generis regime of traditional knowledge [which] would not rely on ideas of indigenous people. It is not just an idea but a predisposition, a set of assumptions.
The report on human remains – why, and under what circumstances, human remains are cultural – will be interesting.

LR – What does sui generis mean in this context?

JN – To try to develop a separate regime to avoid problems from IP (expirations on copyright as inconsistent with human knowledge) and, on the other hand, problems that are troublesome when working from the perspective of folklore. To be consistent with universal principles. The specifics are a greater reliance on self-determination over groups who assert control and procedures to defuse dispute.

FS – [question asked]

JN – Yes.

RP – There is an extensive legal literature on sui generis in context. But it is mostly written in response to intangible heritage. Something new needed to speak to.

JN – The details of the process just aren’t there. The sui generis regime is still conceptual. The scholar in question is trying to work out the details.

RP – The piece by Davis discusses.

SK – More please on sui generis. There doesn’t seem to be equality of coverage between indigenous and self-determination. Indigenous is not linked in any way to IP. Why avoid the term indigenous?

JN – National minorities.

SK – That I accept. But what do you lose?

JN – Traditional knowledge avoids definitional problems. [Return to Synopsis]

MB – Indigenous works in the new world but not in, say, Asia. So there is a principled argument against the use of the term in some concepts [contexts?]. How do you determine whether an individual or group is indigenous? Plus there is the broader philosophical problem of differential rights. Who gets left out?

RH – Stewardship. You can’t talk about it without understanding the values that are underpinning a particular instance of stewardship. [Four examples:] Protect knowledge for good of all humanity. Claire suggested giving a voice back to the disempowered. Commitment to science vs. commitment to democracy. [Return to Synopsis]

CL – To process, yes.

RH – Stewardship doesn’t get you out from under the problems involved with property unless – quotes Alison Wiley – the ultimate value is that we’re going to let everyone debate things. As a dean at UVA, I think of myself as a steward of the university. One thinks of the university as a domain worth defending, probably in enlightenment terms, as place to exchange ideas, where we do it not just to do it, but because ideas have merit. In this instance, I don’t feel like I’m giving voice to the voiceless. My present highest value is defending an institution that makes it possible to have kinds of discussions that are hard to have in other kinds of domains. Imagine: stewardship of – science, cultural democracy, why I do what I do for the university.

NS – When have archaeologists ever really been stewards? Structurally, archaeologists have no power over historical remains. The control comes from institutions within sovereign governments. Archaeologists have no power to make policy. In terms of performance, archaeologists have failed as stewards: cf. record of publication, fighting against interests to stop digestion of material remains, what’s left after an excavation (holes in the ground). The function of stewardship is not granted to anyone but by self-proclamation. [Return to Synopsis]

SK – The most common meaning in the U.S. is the Christian one. Both Carnegie and Rockefeller said philanthropists were the stewards of wealth. All that matters are principles of stewardship – it just means caring for. Carnegie and Rockefeller were not interested in giving voice to the powerless. All that counts are the ethical principles. But without power, it’s just uninteresting rhetoric. What kind of ethical principles can be applied productively, is what we need to talk about. [Return to Synopsis]

DL – The National Park Service calls itself a steward. This comes from the fact that it doesn’t have any power. Another important aspect that differentiates itself [in stewardship] is a concern with the future; [it is] indefinite with regards to time. It transcends the interests of the present generation. This makes stewardship tremendously important especially for museums, which are always being asked to do something right now. But if museums do act for the present, they are being irresponsible because they are the only institutions to act in that function [i.e., to look towards interests of future people]. [Return to Synopsis]

LR – We’re uncomfortable with the analogy to property. But it might have some utility. Ownership, control of something is not absolute. What if – if you make a claim to stewardship in face of a countervailing claim – the bundle of rights breaks down like this: you must ensure health of the object but people with counterclaim can have, for example, veto power over how you ensure its health. For example, a permanent loan, but the group with a counterclaim controls the method of display. [Return to Synopsis]

JN – Not only a bundle of rights but the common-law idea of a trustee with certain benefits. That’s been a foundation of our definition of the role of museums – that they have a fiduciary responsibility.

LR – I like ownership – hard rights – rather than some ambiguous stewardship or trusteeship. I hear trustee claims from persons in a self-congratulatory way.

RP – Museums can’t avoid descriptions you give. Trustees are legal owners.

LR – But I’m suggesting a legislative approach.

RP – Then there has to be a transfer of ownership.

[RP/LR back and forth]

AB – Suppose you conceive of stewardship as an alternative bundle of rights …

RP – Then you would have to change the property codes.

AB – Sure, perhaps it’s not practical.

SU- There are multiple relations between a museum and an object. Sometimes [a museum] owns the rights to an object.

RP – That’s the fiduciary [responsibility].

SU – A museum also may have objects on loan and approval.

RP – That’s what I was saying. [Return to Synopsis]

SU – […]

RP – […]

SU – [There is] no enforcement – no suits against museum boards for failures despite repeated losses, etc. [Return to Synopsis]

AB – There’s a long history of law. If we created a museum de novo, [we could] create a different kind of ownership, different amount of autonomy.

SU – A good example is U.S. museums’ response to valid claims made by holocaust victims. U.S. museums adopted a principle urging members to enter into good faith negotiations. But the first two [cases] were litigated. Now, the museum community did provenance research, and it settled claims in very creative ways.

AB – So that …

DL – What are good faith negotiations as opposed to any kind?

SU – As opposed to bad faith.

DL – I’m serious.

SU – [It means to] refrain from affirmative claims. [Gives example having to do with Liz Taylor]

NS – There are two levels in talking about stewardship.
1. Museums vis-à-vis objects themselves.
2. An ethical stance that is useful for the journal.
In the hottest debates, archaeological groups have taken an ethical stand over objects not subject to title debates. Yet archaeologists have assumed moral stewardship. How do we deal with ethical issues in the journal like this? Do we dispassionately debate them? Or do we take sides, serve as stewards ourselves? What is the function of the journal?

AB – Anyone to field?

MC – That is valid question for the last session about the journal. Back to LR on bundle of rights for ownership out of which we can determine what stewardship is. The journal should treat this. The nature of the owner determines the nature of the stewardship. For example, Morocco: state, private, ownership of Islamic group – all goods belonging to religious group. Each owns important chunks of cultural property. We can’t understand stewardship unless we see who is the owner. The government owns but doesn’t know how to manage. The government has no conception of the function [of the cultural goods] outside of their religious function. Objects get destroyed because the owner has no sense of non-religious uses. That is the relation between stewardship and ownership with a lot of important consequences. [Return to Synopsis]

HP – In defense of archaeologists. People have relied on archaeologists – to authenticate, date object, to describe it. To SU, what’s a good faith negotiation? Cf. South Korea. [There was a] promise to families giving up objects to keep their collections intact.

KS – Stress that this is no predetermined stewardship – we must deal with hard and fast rules. The trustee is the steward. But this doesn’t limit us to discussion of whether legal terms or code of ethics. Good stewardship is to keep away and refrain. Good stewardship is so …

NS – I don’t want HP to be angry.

HP – No, you said “arrogance.”

NS – I don’t question archaeologists’ skills.

JN – Good faith is nothing less than entering into negotiations with the intention to produce a resolution to the dispute. That leads to another point. Cf. RH’s idea of the university as a steward. A future issue of the journal might focus on the image, status, reality of scientist or archaeologist. To what extent can an archaeologist claim to be a steward? Take the Kenniwick case: [Native Americans were] not able to dialogue well with scientists. Scientists were seen as direct threat to them. The scientists are, in this case, archaeologists. How are archaeologists viewed – what the role of the scientist is. This is a possible theme of a journal issue that can get into the issues.

RH – Art historians, connoisseurs, etc. – authoritative knowledge, not people who control routines.

[AB says something, and then RH]

LR – What is the role that the journal can play? Only debates? The journal can act as a good faith broker in a debate to see that consensus develops. But that means bringing in a lot of different voices in legitimating the forum. A broker might find that some shared assumptions do come out. I suppose, to DL, that good faith is that those who have a dispositive claim and are willing to set it aside – it is a self-limitation. Put power aside at least for purpose of seeing whether discussions get anywhere.

DS – Five minutes over. We’re going on a tour at 4:30. There will be a lot of time to continue discussions between ourselves. Aspects of continuing discussion; journal.